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FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
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Miller Richard |
2. Issuer Name
and
Ticker or Trading Symbol
PortalPlayer, Inc. [ PLAY ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) VP, Chief Technology Officer |
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70 W. PLUMERIA DR. |
3. Date of Earliest Transaction (MM/DD/YYYY)
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SAN JOSE, CA 95134 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 7/5/2005 | M | 56 | A | $2.4 | 2517 | D | |||
| Common Stock | 7/5/2005 | S | 56 (1) | D | $20.9 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 44 | A | $2.4 | 2505 | D | |||
| Common Stock | 7/5/2005 | S | 44 (1) | D | $20.92 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 100 | A | $2.4 | 2561 | D | |||
| Common Stock | 7/5/2005 | S | 100 (1) | D | $20.95 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 1200 | A | $2.4 | 3661 | D | |||
| Common Stock | 7/5/2005 | S | 1200 (1) | D | $20.98 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 1000 | A | $2.4 | 3461 | D | |||
| Common Stock | 7/5/2005 | S | 1000 (1) | D | $20.99 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 3200 | A | $2.4 | 5661 | D | |||
| Common Stock | 7/5/2005 | S | 3200 (1) | D | $21 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 900 | A | $2.4 | 3361 | D | |||
| Common Stock | 7/5/2005 | S | 900 (1) | D | $21.01 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 2200 | A | $2.4 | 4661 | D | |||
| Common Stock | 7/5/2005 | S | 2200 (1) | D | $21.02 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 800 | A | $2.4 | 3261 | D | |||
| Common Stock | 7/5/2005 | S | 800 (1) | D | $21.04 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 200 | A | $2.4 | 2661 | D | |||
| Common Stock | 7/5/2005 | S | 200 (1) | D | $21.05 | 2461 | D | |||
| Common Stock | 7/5/2005 | M | 300 | A | $2.4 | 2761 | D | |||
| Common Stock | 7/5/2005 | S | 300 (1) | D | $21.08 | 2461 | D | |||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 56 | 6/10/2005 | 6/10/2014 | Common Stock | 56 | $20.9 | 137340 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 44 | 6/10/2005 | 6/10/2014 | Common Stock | 44 | $20.92 | 137296 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 100 | 6/10/2005 | 6/10/2014 | Common Stock | 100 | $20.95 | 137196 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 1200 | 6/10/2005 | 6/10/2014 | Common Stock | 1200 | $20.98 | 135996 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 1000 | 6/10/2005 | 6/10/2014 | Common Stock | 1000 | $20.99 | 134996 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 3200 | 6/10/2005 | 6/10/2014 | Common Stock | 3200 | $21 | 131796 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 900 | 6/10/2005 | 6/10/2014 | Common Stock | 900 | $21.01 | 130896 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 2200 | 6/10/2005 | 6/10/2014 | Common Stock | 2200 | $21.02 | 128696 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 800 | 6/10/2005 | 6/10/2014 | Common Stock | 800 | $21.04 | 127896 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 200 | 6/10/2005 | 6/10/2014 | Common Stock | 200 | $21.05 | 127696 | D | ||||
| Incentive Stock Option (right to buy) | $2.4 | 7/5/2005 | M | 300 | 6/10/2005 | 6/10/2014 | Common Stock | 300 | $21.08 | 127396 | D | ||||
| Explanation of Responses: | |
| ( 1) | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2005. |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
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